Extremal properties of the Colless balance index for rooted binary trees.
2019
Measures of
treebalance play an important role in various research areas, for example in phylogenetics. There they are for instance used to test whether an observed phylogenetic
treediffers significantly from a
treegenerated by the Yule model of speciation. One of the most popular indices in this regard is the Colless
index, which measures the degree of balance for rooted
binary trees. While many statistical properties of the Colless
index(e.g. asymptotic results for its mean and variance under different models of speciation) have already been discussed in different contexts, we focus on its extremal properties. While it is relatively straightforward to characterize
treeswith maximal Colless
index, the analysis of the minimal value of the Colless
indexand the characterization of
treesthat achieve it, are much more involved. In this note, we therefore focus on the minimal value of the Colless
indexfor any given number of leaves. We derive both a recursive formula for this minimal value, as well as an explicit expression, which shows a surprising connection between the Colless
indexand the so-called
Blancmange curve, a fractal curve that is also known as the Takagi curve. Moreover, we characterize two classes of
treesthat have minimal Colless
index, consisting of the set of so-called \emph{maximally balanced
trees} and a class of
treesthat we call \emph{greedy from the bottom
trees}. Furthermore, we derive an upper bound for the number of
treeswith minimal Colless
indexby relating these
treeswith
treeswith minimal Sackin
index(another well-studied
indexof
treebalance).
Keywords:
-
Correction
-
Source
-
Cite
-
Save
21
References
0
Citations
NaN
KQI